Compliance Professional (50%-80%)
EOS Creditable Investment Management
- Mertert, Grevenmacher
- Unbefristet
- Vollzeit
- Implement, maintain, and periodically update the Compliance Management System (CMS), compliance procedures, and internal policies.
- Conduct ongoing compliance monitoring through a risk-based monitoring program.
- Perform compliance risk assessments and maintain all relevant compliance registers.
- Ensure the AIFM complies with applicable CSSF rules, AIFMD requirements, internal policies, and regulatory obligations.
- Prepare quarterly and annual compliance reports for senior management and the Board.
- Provide day-to-day advisory support to staff regarding regulatory obligations and developments in the legal and regulatory framework.
- Conduct regulatory watch and update internal policies following new laws, CSSF Circulars, or guidance notes.
- Support AML/CFT obligations in accordance with CSSF Regulation 12-02 and assist the RR and RC as required for AIFMs.
- Participate in onboarding processes for new funds, investors, and service providers by assessing compliance and AML/CFT risks.
- Report and escalate compliance breaches, incidents, and deficiencies in a timely manner.
- Liaise with auditors, depositaries, administrators, and regulators as required.
- Maintain staff awareness by delivering compliance training and preparing internal guidance materials.
- Strong understanding of the Luxembourg AIFM regulatory environment, including AIFM Law, CSSF Circulars, and AML/CFT obligations
- Minimum 5 years of experience in compliance within an AIFM, ManCo, fund administrator, or other regulated financial institution
- Degree in Law, Finance, Compliance, or Economics (LL.M. considered an asset)
- Experience implementing and maintaining compliance frameworks in a regulated environment
- Strong communication skills with the ability to explain regulatory concepts clearly
- High attention to detail, structured working approach, and strong documentation discipline
- Ability to work independently and collaborate effectively with senior management and governance bodies
- Already approved as a Conducting Officer
- Experience as a RC for an AIFM
- German language skills
- Modern office
- Flexible working hours
- Good work-life-balance
- Meal vouchers (15 Euro) and 33 days of vacation
- Pension Plan
- Company car option
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