Team Head - Products & Services Compliance
Julius Baer Alle Jobs anzeigen
- Luxemburg
- Unbefristet
- Vollzeit
Operating as a strategic partner to senior management, the incumbent ensures robust oversight of compliance risks associated with products, services, and client-related operations. The role demands a strong command of EU financial regulation, deep technical expertise, and the ability to lead with influence across multi-jurisdictional teams. The individual will uphold the highest standards of conduct in alignment with Julius Baer’s values and governance expectations.YOUR CHALLENGELeadership & Compliance Oversight
- Lead, mentor, and develop a high-performing compliance team focused on product and service monitoring, fostering a culture of accountability, precision, and continuous improvement.
- Ensure full adherence to internal policies, regulatory requirements, and supervisory expectations across all BJBE entities.
- Champion the “Second Line of Defense” mandate by providing independent, objective assessment and challenge to front-line functions.
- Serve as a trusted advisor to business units, legal, risk and product development on compliance implications relating to current and emerging regulations.
- Proactively assess the impact of evolving regulatory landscapes—including MiFID II, IDD, AML/CFT, Tax Transparency (CRS/FATCA), Sanctions, Market Abuse Regulation (MAR), and ESG-related rules—and translate these into actionable guidance and control enhancements.
- Contribute strategically to cross-functional projects involving new product launches, market expansions, or system implementations requiring compliance integration.
- Design, implement, and continuously refine a risk-based compliance monitoring framework aligned with group standards and local regulatory expectations.
- Oversee the execution of the annual Compliance Control Plan, ensuring timely delivery and effective escalation of findings.
- Drive remediation efforts in collaboration with first-line stakeholders and monitor progress to resolution.
- Prepare comprehensive periodic and ad-hoc reports for BJBE Senior Management, the Head of Regulatory and Product & Services Compliance, the Chief Compliance Officer, and Group Compliance, detailing control effectiveness, issue trends, and mitigation plans.
- Represent Compliance in key internal committees at both BJBE and Group levels, contributing to enterprise-wide risk discussions and policy formulation.
- Coordinate responses to regulators, internal and external audit requests, ensuring completeness, accuracy, and timeliness.
- University degree in Finance, Economics, or a related discipline.
- Minimum of 8 years’ progressive experience in financial services compliance, preferably within private banking, wealth management, or a Big Four consultancy environment.
- In-depth knowledge of MiFID II, fraud detection mechanisms, and tax compliance protocols.
- Proficiency in using data analytics tools to identify patterns, support risk assessments, and enhance monitoring efficiency.
- Exceptional attention to detail balanced with a pragmatic, solutions-oriented mindset.
- Strong leadership presence with proven ability to manage and motivate professionals in a matrixed organization.
- Outstanding communication and interpersonal skills—with fluency in English required; Other languages considered an asset.
- Capable of operating independently under pressure while maintaining composure and judgment.
- High ethical standards, personal integrity, and commitment to operational excellence.