Compliance Officer – CDD - until June 2025
Nomura
- Hesperingen, Luxemburg
- Freiberuflich
- Vollzeit
- Perform 2nd lines of defence controls mainly AML related
- Support Compliance Department in the regulatory watch and answer to business queries
- Compliance monitoring of regulatory requirements and testing of controls dedicated to prevent/mitigate a full range of regulatory related risks
- Analysis and impact assessment of relevant regulatory requirements issued by the CSSF/BCL/CIMA or any other relevant lawmakers or regulatory authorities
- Promotion of Compliance and Ethical culture and increase awareness throughout the organization
- Maintain appropriate relationship with the Regulatory Authorities
- Maintain appropriate relationship with the Clients and various related parties
- Maintain compliance related key documents (Charters, Policies, and Procedures).
- Studies in Law or Economics
- Experience in Compliance mainly on AML controls
- Comprehensive knowledge of the Fund Industry (Fund Administration and Depositary) and regulations related
- Fluency and good writing skills in English and good command of French.
- Team player, well-organized with attention to details, initiative taker, high sense of ethics, sensitivity towards cultural differences.
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